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美股公司活動2021/09/21
| 生效日 | 公告日 | 證券代碼 | 活動類別 | 股票名稱 | 說明1 | 說明2 |
| 2021/9/21 | 2021/9/10 | FINS-R .US | 代碼變更 | Angel Oak Financial Strategies Income Term Trust | Old Ticker: FINS-R-WUS | New Ticker: FINS-R US |
| 2021/9/21 | 2021/9/15 | NRDY .US | 代碼變更 | Nerdy Inc | Old Ticker: PACE US | New Ticker: NRDY US |
| 2021/9/21 | 2021/9/20 | NEVDD .US | 代碼變更 | Nevada Copper Corp | Old Ticker: NEVDF US | New Ticker: NEVDD US |
| 2021/9/21 | 2021/9/20 | IDAI .US | 代碼變更 | T Stamp Inc | Old Ticker: IDAID US | New Ticker: IDAI US |
| 2021/9/21 | 2021/9/20 | PRTM .US | 代碼變更 | Prime Time Holdings Inc | Old Ticker: CHSO US | New Ticker: PRTM US |
| 2021/9/21 | 2021/9/20 | IGAP .US | 代碼變更 | Integrity Applications Inc | Old Ticker: IGAPD US | New Ticker: IGAP US |
| 2021/9/21 | 2021/9/20 | SYYNY .US | 代碼變更 | SYN prop e tech SA | Old Ticker: CYRLY US | New Ticker: SYYNY US |
| 2021/9/21 | 2021/9/20 | KCRD .US | 代碼變更 | Kindcard Inc | Old Ticker: MWFO US | New Ticker: KCRD US |
| 2021/9/21 | 2021/9/15 | NRDY/WS .US | 代碼變更 | Nerdy Inc | Old Ticker: PACE/WS US | New Ticker: NRDY/WS US |
| 2021/9/21 | 2021/9/16 | 008492209 Pfd | 代碼變更 | Agree Realty Corp | Old Ticker: ADCDL | New Ticker: ADC-PA |
| 2021/9/21 | 2021/9/3 | NEVDD .US | 分割合併 | Nevada Copper Corp | Amount: 1 for 10 | Adjustment Factor: 0.1 |
| 2021/9/21 | 2021/9/16 | CNIC .US | 分割合併 | CION Investment Corp | Amount: 1 for 2 | Adjustment Factor: 0.5 |
| 2021/9/21 | 2021/9/14 | SNR .US | 下市 | New Senior Investment Group Inc | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Acquired/Merged |
| 2021/9/21 | 2021/9/15 | PACE/U .US | 下市 | Nerdy Inc | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Unit Separation |
| 2021/9/21 | 2021/9/20 | CCJMF .US | 下市 | Melior Resources Inc | Exchange Delisted From: OTC US Market | Reason for delisting: Inactive Security |
| 2021/9/21 | 2021/9/20 | BDNHF .US | 下市 | Brewin Dolphin Holdings PLC | Exchange Delisted From: OTC US Market | Reason for delisting: Inactive Security |
| 2021/9/21 | 2021/9/20 | VNAPF .US | 下市 | Verona Pharma PLC | Exchange Delisted From: OTC US Market | Reason for delisting: Inactive Security |
| 2021/9/21 | 2021/9/20 | CNSJF .US | 下市 | China Sanjiang Fine Chemicals Co Ltd | Exchange Delisted From: OTC US Market | Reason for delisting: Inactive Security |
| 2021/9/21 | 2021/9/20 | MGMGF .US | 下市 | Mega Manunggal Property Tbk PT | Exchange Delisted From: OTC US Market | Reason for delisting: Inactive Security |
| 2021/9/21 | 2021/9/20 | BOLNF .US | 下市 | Boliden AB | Exchange Delisted From: OTC US Market | Reason for delisting: Not Available |
| 2021/9/21 | 2021/9/20 | NMPNF .US | 下市 | Northam Platinum Ltd | Exchange Delisted From: OTC US Market | Reason for delisting: Not Available |
| 2021/9/21 | 2021/9/20 | TTLLF .US | 下市 | Titan Medical Inc | Exchange Delisted From: OTC US Market | Reason for delisting: Expired |
| 2021/9/21 | 2021/9/16 | XRX .US | 轉上市 | Xerox Holdings Corp | Old Exchange: New York Stock Exchange | New Exchange: Nasdaq Global Select Market |
| 2021/9/21 | 2021/9/16 | 008492209 Pfd | 轉上市 | Agree Realty Corp | Old Exchange: OTC US Market | New Exchange: New York Stock Exchange |
| 2021/9/21 | 2021/9/17 | HHGCU .US | 上市 | HHG Capital Corp | Ticker: HHGCU US | Exchange: Nasdaq Capital Market |
| 2021/9/21 | 2021/9/21 | ESJTF .US | 上市 | easyJet PLC | Ticker: ESJTF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/21 | AZLGF .US | 上市 | Azelis Group NV | Ticker: AZLGF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/21 | BTRMF .US | 上市 | Battery Mineral Resources Corp | Ticker: BTRMF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/21 | RVLWF .US | 上市 | Revitalist Lifestyle & Wellness Ltd | Ticker: RVLWF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/21 | QNBMF .US | 上市 | QNB Metals Inc | Ticker: QNBMF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/21 | DBRTF .US | 上市 | Asesor de Activos Prisma SAPI de CV | Ticker: DBRTF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/21 | TRPCF .US | 上市 | Trip.com Group Ltd | Ticker: TRPCF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/21 | PSSMF .US | 上市 | Press Metal Aluminium Holdings Bhd | Ticker: PSSMF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/21 | DEXSF .US | 上市 | Dexus | Ticker: DEXSF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/21 | PNDXF .US | 上市 | Pandox AB | Ticker: PNDXF US | Exchange: OTC US Market |
| 2021/9/21 | 2021/9/17 | APXH .US | 上市 | Apex Healthcare ETF | Ticker: APXH US | Exchange: Cboe BZX Exchange (Cboe BZX) |
| 2021/9/21 | 2021/9/17 | DSCF .US | 上市 | Discipline Fund ETF | Ticker: DSCF US | Exchange: NYSE Arca Exchange |
| 2021/9/21 | 2021/9/17 | BSEA .US | 上市 | ETFMG Breakwave Sea Decarbonization Tech ETF | Ticker: BSEA US | Exchange: NYSE Arca Exchange |
| 2021/9/21 | 2021/9/20 | SBND .US | 上市 | Columbia Short Duration Bond ETF | Ticker: SBND US | Exchange: NYSE Arca Exchange |
| 2021/9/21 | 2021/9/20 | BNDD .US | 上市 | Quadratic Deflation ETF | Ticker: BNDD US | Exchange: NYSE Arca Exchange |
| 2021/9/21 | 2021/9/20 | FEIG .US | 上市 | FlexShares ESG & Climate Investment Grade Corporate Core Index Fund | Ticker: FEIG US | Exchange: NYSE Arca Exchange |
| 2021/9/21 | 2021/9/20 | FEHY .US | 上市 | Flexshares ESG & Climate High Yield Corporate Core Index Fund | Ticker: FEHY US | Exchange: NYSE Arca Exchange |
| 2021/9/21 | 2021/9/20 | FEUS .US | 上市 | FlexShares ESG & Climate US Large Cap Core Index Fund | Ticker: FEUS US | Exchange: NYSE Arca Exchange |
| 2021/9/21 | 2021/9/20 | CRPT .US | 上市 | First Trust SkyBridge Crypto Industry and Digital Economy ETF | Ticker: CRPT US | Exchange: NYSE Arca Exchange |
| 2021/9/21 | 2021/9/20 | FEDM .US | 上市 | FlexShares ESG & Climate Developed Markets ex-US Core Index Fund | Ticker: FEDM US | Exchange: NYSE Arca Exchange |
| 2021/9/21 | 2021/9/20 | SPC .US | 上市 | Crossingbridge Pre-Merger Spac ETF | Ticker: SPC US | Exchange: Nasdaq Global Market |
| 2021/9/21 | 2021/9/21 | GMAVF .US | 上市 | Goldman Sachs ActiveBeta US Large Cap Equity UCITS ETF | Ticker: GMAVF US | Exchange: OTC US Market |
| 2021/9/22 | 2021/9/17 | VBNK .US | 代碼變更 | VersaBank | Old Ticker: VRRKF US | New Ticker: VBNK US |
| 2021/9/22 | 2021/9/21 | GBCSD .US | 代碼變更 | Global Healthcare REIT Inc | Old Ticker: GBCS US | New Ticker: GBCSD US |
| 2021/9/22 | 2021/9/21 | FWBI .US | 代碼變更 | First Wave BioPharma Inc | Old Ticker: AZRX US | New Ticker: FWBI US |
| 2021/9/22 | 2021/9/21 | HECOF .US | 代碼變更 | Global Helium Corp | Old Ticker: GBHCF US | New Ticker: HECOF US |
| 2021/9/22 | 2021/9/17 | 64828T706 Pfd | 代碼變更 | New Residential Investment Corp | Old Ticker: NRZDP | New Ticker: NRZ-PD |
| 2021/9/22 | 2021/8/16 | GBCSD .US | 分割合併 | Global Healthcare REIT Inc | Amount: 1 for 10 | Adjustment Factor: 0.1 |
| 2021/9/22 | 2021/9/13 | GRA .US | 下市 | W R Grace & Co | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Acquired/Merged |
| 2021/9/22 | 2021/9/21 | SLRGF .US | 下市 | Silergy Corp | Exchange Delisted From: OTC US Market | Reason for delisting: Inactive Security |
| 2021/9/22 | 2021/9/7 | 171871403 Pfd | 下市 | Cincinnati Bell Inc | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Security Called for Redemptions |
| 2021/9/22 | 2021/9/17 | VBNK .US | 轉上市 | VersaBank | Old Exchange: OTC US Market | New Exchange: Nasdaq Global Select Market |
| 2021/9/22 | 2021/9/17 | 64828T706 Pfd | 轉上市 | New Residential Investment Corp | Old Exchange: OTC US Market | New Exchange: New York Stock Exchange |
| 2021/9/22 | 2021/9/17 | FRSH .US | 上市 | Freshworks Inc | Ticker: FRSH US | Exchange: Nasdaq Global Select Market |
| 2021/9/22 | 2021/9/17 | AKA .US | 上市 | aka Brands Holding Corp | Ticker: AKA US | Exchange: New York Stock Exchange |
| 2021/9/22 | 2021/9/20 | IPAXU .US | 上市 | Inflection Point Acquisition Corp | Ticker: IPAXU US | Exchange: Nasdaq Capital Market |
| 2021/9/22 | 2021/9/20 | TOST .US | 上市 | Toast Inc | Ticker: TOST US | Exchange: New York Stock Exchange |
| 2021/9/22 | 2021/9/21 | ARGUU .US | 上市 | Argus Capital Corp | Ticker: ARGUU US | Exchange: Nasdaq Global Market |
| 2021/9/22 | 2021/9/22 | XFABF .US | 上市 | X-Fab Silicon Foundries SE | Ticker: XFABF US | Exchange: OTC US Market |
| 2021/9/22 | 2021/9/22 | HEVVF .US | 上市 | Helium Ventures PLC | Ticker: HEVVF US | Exchange: OTC US Market |
| 2021/9/22 | 2021/9/22 | REZNF .US | 上市 | Hash Corp/The | Ticker: REZNF US | Exchange: OTC US Market |
| 2021/9/22 | 2021/9/20 | HSUN .US | 上市 | Hartford Sustainable Income ETF | Ticker: HSUN US | Exchange: Cboe BZX Exchange (Cboe BZX) |
| 2021/9/22 | 2021/9/21 | BIDS .US | 上市 | Amplify Digital & Online Trading ETF | Ticker: BIDS US | Exchange: NYSE Arca Exchange |
| 2021/9/22 | 2021/9/21 | RIET .US | 上市 | Hoya Capital High Dividend Yield ETF | Ticker: RIET US | Exchange: NYSE Arca Exchange |
| 2021/9/22 | 2021/9/22 | 75524B203 Pfd | 上市 | RBC Bearings Inc | BBID: EP0599845 | Exchange: OTC US Market |
| 2021/9/23 | 2021/9/20 | ML .US | 代碼變更 | Fusion Acquisition Corp | Old Ticker: FUSE US | New Ticker: ML US |
| 2021/9/23 | 2021/9/22 | TNSTD .US | 代碼變更 | Jade Power Trust | Old Ticker: TNSTF US | New Ticker: TNSTD US |
| 2021/9/23 | 2021/9/22 | AGFAF .US | 代碼變更 | Agra Ventures Ltd | Old Ticker: AGFAD US | New Ticker: AGFAF US |
| 2021/9/23 | 2021/9/22 | MEAUF .US | 代碼變更 | Moneta Gold Inc | Old Ticker: MEAUD US | New Ticker: MEAUF US |
| 2021/9/23 | 2021/9/22 | DJIFF .US | 代碼變更 | Dajin Lithium Corp | Old Ticker: DJIFD US | New Ticker: DJIFF US |
| 2021/9/23 | 2021/9/22 | XRTXD .US | 代碼變更 | XORTX Therapeutics Inc | Old Ticker: XRTXF US | New Ticker: XRTXD US |
| 2021/9/23 | 2021/9/20 | ML/WS .US | 代碼變更 | Fusion Acquisition Corp | Old Ticker: FUSE/WS US | New Ticker: ML/WS US |
| 2021/9/23 | 2021/9/20 | 45781T205 Pfd | 代碼變更 | Inpoint Commercial Real Estate Income Inc | Old Ticker: IPCRP | New Ticker: ICR-PA |
| 2021/9/23 | 2021/9/20 | XRTXD .US | 分割合併 | XORTX Therapeutics Inc | Amount: .0852 : 1 | Adjustment Factor: 0.0851789 |
| 2021/9/23 | 2021/9/21 | TNSTD .US | 分割合併 | Jade Power Trust | Amount: 1 for 10 | Adjustment Factor: 0.1 |
| 2021/9/23 | 2021/9/20 | FUSE/U .US | 下市 | Fusion Acquisition Corp | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Unit Separation |
| 2021/9/23 | 2021/9/22 | ZLDYY .US | 下市 | Grupa Kety SA | Exchange Delisted From: OTC US Market | Reason for delisting: Not Available |
| 2021/9/23 | 2021/9/22 | PBRIF .US | 下市 | Bank Rakyat Indonesia Persero Tbk PT | Exchange Delisted From: OTC US Market | Reason for delisting: Expired |
| 2021/9/23 | 2021/9/22 | CRNHY .US | 下市 | Crest Nicholson Holdings plc | Exchange Delisted From: OTC US Market | Reason for delisting: Not Available |
| 2021/9/23 | 2021/9/22 | TPTJY .US | 下市 | Topps Tiles PLC | Exchange Delisted From: OTC US Market | Reason for delisting: Not Available |
| 2021/9/23 | 2021/9/22 | WNCNY .US | 下市 | Wincanton PLC | Exchange Delisted From: OTC US Market | Reason for delisting: Not Available |
| 2021/9/23 | 2021/9/22 | GCGMF .US | 下市 | Great Canadian Gaming Corp | Exchange Delisted From: OTC US Market | Reason for delisting: Acquired/Merged |
| 2021/9/23 | 2021/9/22 | CAAFF .US | 下市 | Celestial Asia Securities Holdings Ltd | Exchange Delisted From: OTC US Market | Reason for delisting: Not Available |
| 2021/9/23 | 2021/9/22 | APMBF .US | 下市 | APM Automotive Holdings Bhd | Exchange Delisted From: OTC US Market | Reason for delisting: Inactive Security |
| 2021/9/23 | 2021/9/9 | TACE .US | 下市 | Trend Aggregation Conservative ETF | Exchange Delisted From: NYSE Arca Exchange | Reason for delisting: Liquidated |
| 2021/9/23 | 2021/9/14 | TAEQ .US | 下市 | Trend Aggregation US ETF | Exchange Delisted From: Cboe BZX Exchange (Cboe BZX) | Reason for delisting: Liquidated |
| 2021/9/23 | 2021/9/22 | HRZAF .US | 下市 | Horizons Active Ultra-Short Term Investment Grade Bond ETF | Exchange Delisted From: OTC US Market | Reason for delisting: Inactive Security |
| 2021/9/23 | 2021/9/20 | 45781T205 Pfd | 轉上市 | Inpoint Commercial Real Estate Income Inc | Old Exchange: OTC US Market | New Exchange: New York Stock Exchange |
| 2021/9/23 | 2021/9/20 | ARBK .US | 上市 | Argo Blockchain PLC | Ticker: ARBK US | Exchange: Nasdaq Global Select Market |
| 2021/9/23 | 2021/9/20 | THRN .US | 上市 | Thorne HealthTech Inc | Ticker: THRN US | Exchange: Nasdaq Global Select Market |
| 2021/9/23 | 2021/9/20 | ESMT .US | 上市 | EngageSmart Inc | Ticker: ESMT US | Exchange: New York Stock Exchange |
| 2021/9/23 | 2021/9/21 | BRLT .US | 上市 | Brilliant Earth Group Inc | Ticker: BRLT US | Exchange: Nasdaq Global Select Market |
| 2021/9/23 | 2021/9/21 | HWEL .US | 上市 | Healthwell Acquisition Corp I | Ticker: HWEL US | Exchange: Nasdaq Capital Market |
| 2021/9/23 | 2021/9/21 | RELY .US | 上市 | Remitly Global Inc | Ticker: RELY US | Exchange: Nasdaq Global Select Market |
| 2021/9/23 | 2021/9/21 | STER .US | 上市 | Sterling Check Corp | Ticker: STER US | Exchange: Nasdaq Global Select Market |
| 2021/9/23 | 2021/9/21 | SWSS .US | 上市 | Springwater Special Situations Corp | Ticker: SWSS US | Exchange: Nasdaq Capital Market |
| 2021/9/23 | 2021/9/21 | SOVO .US | 上市 | Sovos Brands Inc | Ticker: SOVO US | Exchange: Nasdaq Global Select Market |
| 2021/9/23 | 2021/9/21 | LOCC/U .US | 上市 | Live Oak Crestview Climate Acquisition Corp | Ticker: LOCC/U US | Exchange: New York Stock Exchange |
| 2021/9/23 | 2021/9/21 | AVLV .US | 上市 | Avantis US Large Cap Value ETF | Ticker: AVLV US | Exchange: NYSE Arca Exchange |
| 2021/9/23 | 2021/9/21 | DOZR .US | 上市 | Direxion Daily US Infrastructure Bull 2X Shares | Ticker: DOZR US | Exchange: NYSE Arca Exchange |
| 2021/9/23 | 2021/9/22 | BCIM .US | 上市 | Abrdn Bloomberg Industrial Metals Strategy K-1 Free ETF | Ticker: BCIM US | Exchange: NYSE Arca Exchange |
| 2021/9/23 | 2021/9/21 | HWELW .US | 上市 | Healthwell Acquisition Corp I | Ticker: HWELW US | Exchange: Nasdaq Capital Market |
| 2021/9/23 | 2021/9/21 | SWSSW .US | 上市 | Springwater Special Situations Corp | Ticker: SWSSW US | Exchange: Nasdaq Capital Market |
| 2021/9/24 | 2021/9/8 | NHVCF .US | 分割合併 | Northern Vertex Mining Corp | Amount: 1 for 6 | Adjustment Factor: 0.166667 |
| 2021/9/24 | 2021/9/17 | SOGO .US | 下市 | Sogou Inc | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Acquired/Merged |
| 2021/9/24 | 2021/3/24 | GIA/U .US | 上市 | GigCapital5 Inc | Ticker: GIA/U US | Exchange: New York Stock Exchange |
| 2021/9/24 | 2021/9/21 | CWAN .US | 上市 | Clearwater Analytics Holdings Inc | Ticker: CWAN US | Exchange: New York Stock Exchange |
| 2021/9/24 | 2021/9/22 | AMCI .US | 上市 | AMCI Acquisition Corp II | Ticker: AMCI US | Exchange: Nasdaq Capital Market |
| 2021/9/24 | 2021/9/22 | CHWA .US | 上市 | CHW Acquisition Corp | Ticker: CHWA US | Exchange: Nasdaq Capital Market |
| 2021/9/24 | 2021/9/22 | HLTH .US | 上市 | Cue Health Inc | Ticker: HLTH US | Exchange: Nasdaq Global Select Market |
| 2021/9/24 | 2021/9/22 | BWC .US | 上市 | Blue Whale Acquisition Corp I | Ticker: BWC US | Exchange: Nasdaq Capital Market |
| 2021/9/24 | 2021/9/22 | DSAQ/U .US | 上市 | Direct Selling Acquisition Corp | Ticker: DSAQ/U US | Exchange: New York Stock Exchange |
| 2021/9/24 | 2021/9/22 | AMCIW .US | 上市 | AMCI Acquisition Corp II | Ticker: AMCIW US | Exchange: Nasdaq Capital Market |
| 2021/9/24 | 2021/9/22 | CHWAW .US | 上市 | CHW Acquisition Corp | Ticker: CHWAW US | Exchange: Nasdaq Capital Market |
| 2021/9/24 | 2021/9/22 | BWCAW .US | 上市 | Blue Whale Acquisition Corp I | Ticker: BWCAW US | Exchange: Nasdaq Capital Market |
| 2021/9/27 | 2021/9/22 | 957638406 Pfd | 代碼變更 | Western Alliance Bancorp | Old Ticker: WALPL | New Ticker: WAL-PA |
| 2021/9/27 | 2021/9/22 | ROT/U .US | 下市 | Rotor Acquisition Corp | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Unit Separation |
| 2021/9/27 | 2021/8/24 | SFHY .US | 下市 | WisdomTree US Short Term High Yield Corporate Bond Fund | Exchange Delisted From: Cboe BZX Exchange (Cboe BZX) | Reason for delisting: Liquidated |
| 2021/9/27 | 2021/8/2 | 36250J208 Pfd | 下市 | Gabelli Go Anywhere Trust/The | Exchange Delisted From: NYSE American | Reason for delisting: Security Called for Redemptions |
| 2021/9/27 | 2021/8/20 | 04623A403 Pfd | 下市 | Assured Guaranty Municipal Holdings Inc | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Security Called for Redemptions |
| 2021/9/27 | 2021/8/20 | 04623A304 Pfd | 下市 | Assured Guaranty Municipal Holdings Inc | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Security Called for Redemptions |
| 2021/9/27 | 2021/9/22 | 957638406 Pfd | 轉上市 | Western Alliance Bancorp | Old Exchange: OTC US Market | New Exchange: New York Stock Exchange |
| 2021/9/28 | 2021/9/17 | RXN-W .US | 上市 | Rexnord Corp | Ticker: RXN-W US | Exchange: New York Stock Exchange |
| 2021/9/28 | 2021/9/17 | RBC-W .US | 上市 | Regal Beloit Corp | Ticker: RBC-W US | Exchange: New York Stock Exchange |
| 2021/9/29 | 2021/3/5 | DUAVF .US | 分割合併 | Dassault Aviation SA | Amount: 10 for 1 | Adjustment Factor: 0.1 |
| 2021/9/29 | 2021/4/30 | SZHFF .US | 分割合併 | Sojitz Corp | Amount: 1 for 5 | Adjustment Factor: 0.2 |
| 2021/9/29 | 2021/5/12 | TOYOF .US | 分割合併 | Toyota Motor Corp | Amount: 5 for 1 | Adjustment Factor: 5 |
| 2021/9/29 | 2021/7/28 | TTDKF .US | 分割合併 | TDK Corp | Amount: 3 for 1 | Adjustment Factor: 3 |
| 2021/9/29 | 2021/7/30 | SCSKF .US | 分割合併 | SCSK Corp | Amount: 3 for 1 | Adjustment Factor: 3 |
| 2021/9/29 | 2021/8/12 | MNNLF .US | 分割合併 | Menicon Co Ltd | Amount: 2 for 1 | Adjustment Factor: 2 |
| 2021/9/29 | 2021/8/12 | CENEF .US | 分割合併 | Carenet Inc/Japan | Amount: 4 for 1 | Adjustment Factor: 4 |
| 2021/9/29 | 2021/5/12 | MRNVF .US | 分割合併 | Mirainovate Co Ltd | Amount: 1 for 10 | Adjustment Factor: 0.1 |
| 2021/10/1 | 2021/8/25 | SLVM-W .US | 代碼變更 | Sylvamo Corp | Old Ticker: SLVM-W US | New Ticker: SLVM US |
| 2021/10/1 | 2021/9/17 | INMD .US | 分割合併 | Inmode Ltd | Amount: 2 for 1 | Adjustment Factor: 2 |
| 2021/10/1 | 2021/8/17 | OPP-R .US | 下市 | RiverNorth/DoubleLine Strategic Opportunity Fund Inc | Exchange Delisted From: New York Stock Exchange | Reason for delisting: End of When-Issued Trading |
| 2021/10/1 | 2021/8/25 | IP-W .US | 下市 | International Paper Co | Exchange Delisted From: New York Stock Exchange | Reason for delisting: End of When-Issued Trading |
| 2021/10/1 | 2021/9/20 | TRMT .US | 下市 | Tremont Mortgage Trust | Exchange Delisted From: Nasdaq Capital Market | Reason for delisting: Acquired/Merged |
| 2021/10/1 | 2021/9/21 | WQGA .US | 上市 | World Quantum Growth Acquisition Corp | Ticker: WQGA US | Exchange: New York Stock Exchange |
| 2021/10/1 | 2021/9/21 | WQGA/WS .US | 上市 | World Quantum Growth Acquisition Corp | Ticker: WQGA/WS US | Exchange: New York Stock Exchange |
| 2021/10/4 | 2021/9/16 | FI .US | 代碼變更 | Frank's International NV | Old Ticker: FI US | New Ticker: XPRO US |
| 2021/10/4 | 2021/9/15 | FI .US | 分割合併 | Frank's International NV | Amount: 1 for 6 | Adjustment Factor: 0.166667 |
| 2021/10/4 | 2021/9/20 | MECNY .US | 分割合併 | Menicon Co Ltd | Amount: 8 for 5 | Adjustment Factor: 1.6 |
| 2021/10/5 | 2021/9/20 | RXN .US | 代碼變更 | Rexnord Corp | Old Ticker: RXN US | New Ticker: ZWS US |
| 2021/10/5 | 2021/9/20 | RBC .US | 代碼變更 | Regal Beloit Corp | Old Ticker: RBC US | New Ticker: RRX US |
| 2021/10/5 | 2021/8/5 | ISRG .US | 分割合併 | Intuitive Surgical Inc | Amount: 3 for 1 | Adjustment Factor: 3 |
| 2021/10/5 | 2021/9/17 | RXN-W .US | 下市 | Rexnord Corp | Exchange Delisted From: New York Stock Exchange | Reason for delisting: End of When-Issued Trading |
| 2021/10/5 | 2021/9/17 | RBC-W .US | 下市 | Regal Beloit Corp | Exchange Delisted From: New York Stock Exchange | Reason for delisting: End of When-Issued Trading |
| 2021/10/5 | 2021/9/17 | PQLC .US | 下市 | PGIM QMA Strategic Alpha Large Cap Core ETF | Exchange Delisted From: NYSE Arca Exchange | Reason for delisting: Liquidated |
| 2021/10/5 | 2021/9/17 | PQSV .US | 下市 | PGIM QMA Strategic Alpha Small Cap Value ETF | Exchange Delisted From: NYSE Arca Exchange | Reason for delisting: Liquidated |
| 2021/10/5 | 2021/9/17 | PQSG .US | 下市 | PGIM QMA Strategic Alpha Small Cap Growth ETF | Exchange Delisted From: NYSE Arca Exchange | Reason for delisting: Liquidated |
| 2021/10/7 | 2021/9/15 | 26441C303 Pfd | 下市 | Duke Energy Corp | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Security Called for Redemptions |
| 2021/10/11 | 2021/7/22 | DGMDF .US | 分割合併 | Digital Domain Holdings Ltd | Amount: 1 for 10 | Adjustment Factor: 0.1 |
| 2021/10/12 | 2021/9/17 | TERM .US | 下市 | EquityCompass Tactical Risk Manager ETF | Exchange Delisted From: NYSE Arca Exchange | Reason for delisting: Acquired/Merged |
| 2021/10/13 | 2021/8/25 | MCHP .US | 分割合併 | Microchip Technology Inc | Amount: 2 for 1 | Adjustment Factor: 2 |
| 2021/10/13 | 2021/9/14 | 929042851 Pfd | 下市 | Vornado Realty Trust | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Security Called for Redemptions |
| 2021/10/14 | 2021/9/10 | FINS-R .US | 下市 | Angel Oak Financial Strategies Income Term Trust | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Expired |
| 2021/10/14 | 2021/9/14 | 879433795 Pfd | 下市 | Telephone and Data Systems Inc | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Security Called for Redemptions |
| 2021/10/15 | 2021/9/15 | 361860208 Pfd | 下市 | GMAC Capital Trust I | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Security Called for Redemptions |
| 2021/10/18 | 2021/9/15 | EMAG .US | 下市 | VanEck Vectors Emerging Markets Aggregate Bond ETF | Exchange Delisted From: NYSE Arca Exchange | Reason for delisting: Liquidated |
| 2021/10/18 | 2021/9/15 | FRAK .US | 下市 | VanEck Vectors Unconventional Oil & Gas ETF | Exchange Delisted From: NYSE Arca Exchange | Reason for delisting: Liquidated |
| 2021/10/18 | 2021/9/20 | CHIL .US | 下市 | Global X MSCI China Large-Cap 50 ETF | Exchange Delisted From: NYSE Arca Exchange | Reason for delisting: Liquidated |
| 2021/10/18 | 2021/9/20 | TFIV .US | 下市 | Global X Targetincome 5 ETF | Exchange Delisted From: Cboe BZX Exchange (Cboe BZX) | Reason for delisting: Liquidated |
| 2021/10/18 | 2021/9/20 | TFLT .US | 下市 | Global X TargetIncome Plus 2 ETF | Exchange Delisted From: Cboe BZX Exchange (Cboe BZX) | Reason for delisting: Liquidated |
| 2021/10/18 | 2021/9/16 | 842587305 Pfd | 下市 | Southern Co/The | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Security Called for Redemptions |
| 2021/10/18 | 2021/9/16 | 637417874 Pfd | 下市 | National Retail Properties Inc | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Security Called for Redemptions |
| 2021/10/22 | 2021/9/14 | RFUN .US | 下市 | RiverFront Dynamic Unconstrained Income ETF | Exchange Delisted From: NYSE Arca Exchange | Reason for delisting: Liquidated |
| 2021/10/25 | 2021/9/15 | GGM .US | 下市 | Guggenheim Credit Allocation Fund | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Acquired/Merged |
| 2021/10/25 | 2021/9/15 | GPM .US | 下市 | Guggenheim Enhanced Equity Income Fund | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Acquired/Merged |
| 2021/10/27 | 2021/9/21 | JHB .US | 下市 | Nuveen Corporate Income November 2021 Target Term Fund | Exchange Delisted From: New York Stock Exchange | Reason for delisting: Liquidated |
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